D•••• F•••

• W•••• F•••• A••••••• wirehouse current
  since May 6, 2026 · St. Louis, Mo
• W•••• F•••• A••••••• wirehouse current
  since Sep 24, 2015 · Akron, Oh
• P•• W••••• M••••••••• BD affiliated
  Nov 13, 2009 to Sep 23, 2015 · Cleveland, Oh
• N•••••• I••••••••• I••• unclassified
  Jul 10, 2008 to Nov 13, 2009 · Cleveland, Oh
• A••••••••• F•••••••• S•••••••• L•• national BD
  Sep 11, 2006 to Feb 11, 2008 · Pepper Pike, Oh

• P•• W••••• M••••••••• to W•••• F•••• A•••••••
  left Sep 23, 2015, registered Sep 24, 2015 (1 days) · Other
• N•••••• I••••••••• I••• to P•• W••••• M•••••••••
  left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
• A••••••••• F•••••••• S•••••••• L•• to N•••••• I••••••••• I•••
  left Feb 11, 2008, registered Jul 10, 2008 (150 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address