RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• N•••••• B•••••••
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Jan 22, 2019 · Kennesaw, Ga
- I••••••••• F•••••••• P••••••• BD affiliatedJun 15, 2012 to Jan 22, 2019 · Kennesaw, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 10, 2012 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 19, 2003 to Jun 1, 2009 · Atlanta, Ga
- I••••••••• F•••••••• P••••••• to I••••••••• A•••••• A•••••••• L••left Jan 22, 2019, registered Jan 22, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M••••• S•••••• to I••••••••• F•••••••• P•••••••left Jul 10, 2012, registered Jun 15, 2012 (-25 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address