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Registered advisor
D•••••• T•••• J••••••
Feed of 09/14/2026
At current firm
9 y
since Jul 5, 2017
In the industry
24 y
since Aug 23, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 5, 2017 · Annapolis, Md
- W•••• F•••• A••••••• wirehouseApr 15, 2014 to Mar 18, 2015 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseJun 5, 2008 to Dec 2, 2013 · Charlotte, Nc
- F•••• H•••••• A•••••••• I•• formerMay 10, 2007 to Dec 10, 2007 · Mclean, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Mar 18, 2015, registered Jul 5, 2017 (840 days) · Wirehouse to wirehouse
- F•••• H•••••• A•••••••• I•• to W•••• F•••• A•••••••left Dec 10, 2007, registered Jun 5, 2008 (178 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address