RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• G•••• B••••••
- D•••••• C•••••• C••••••••• independent RIA currentsince Jun 23, 2025 · Denver, Co
- O••••• I••••••••• A••••••• L•• independent RIA currentsince Jan 24, 2022 · Sarasota, Fl
- F••••• F•••• F•••••••• P••••••• state registeredJul 29, 2021 to Jun 4, 2025 · Stuart, Fl
- J••• M••••• S••••••••• L•• wirehouseDec 12, 2018 to Oct 28, 2019 · Palm Beach Gardens, Fl
- F••••• F•••• F•••••••• P••••••• to O••••• I••••••••• A••••••• L••left Jun 4, 2025, registered Jan 24, 2022 (-1227 days) · Other
- J••• M••••• S••••••••• L•• to F••••• F•••• F•••••••• P•••••••left Oct 28, 2019, registered Jul 29, 2021 (640 days) · Wirehouse to a state-registered adviser
- P•••• G•••• B•••••• left F••••• F•••• F•••••••• P••••••• for O••••• I••••••••• A••••••• L•• (registered 2022-01-24)Jun 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address