DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian J Forneris
Feed of 09/15/2026
Also filed as Brian J. Forneris
At current firm
1 y
since Jun 17, 2025
In the industry
23 y
since Jan 8, 2003 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Jun 17, 2025 · St. Petersburg, Fl
- Marcum Wealth, LLC formerOct 26, 2023 to Apr 16, 2025 · Cleveland, Oh
- Intellicents Investment Solutions Inc mixed wealthDec 16, 2022 to Sep 20, 2023 · Albert Lea, Mn
- Stancorp Investment Advisers, Inc. otherAug 1, 2013 to Feb 7, 2019 · Independence, Oh
- Principal Securities, Inc. BD affiliatedJan 13, 2006 to Jun 14, 2013 · Cleveland, Oh
- Valic Financial Advisors, Inc. BD affiliatedFeb 24, 2004 to Dec 8, 2005 · Independence, Oh
- Banc One Securities Corporation unclassifiedSep 10, 2003 to Feb 4, 2004 · Lorain, Oh
- Country Trust Bank unclassifiedJan 8, 2003 to Aug 19, 2003 · Morris, Il
Moves
a registration end followed by a registration begin elsewhere
- Marcum Wealth, LLC to Raymond James & Associates, Inc.left Apr 16, 2025, registered Jun 17, 2025 (62 days) · RIA to affiliated broker-dealer or bank
- Intellicents Investment Solutions Inc to Marcum Wealth, LLCleft Sep 20, 2023, registered Oct 26, 2023 (36 days) · Other
- Stancorp Investment Advisers, Inc. to Intellicents Investment Solutions Incleft Feb 7, 2019, registered Dec 16, 2022 (1408 days) · Other
- Principal Securities, Inc. to Stancorp Investment Advisers, Inc.left Jun 14, 2013, registered Aug 1, 2013 (48 days) · Other
- Valic Financial Advisors, Inc. to Principal Securities, Inc.left Dec 8, 2005, registered Jan 13, 2006 (36 days) · Other
- Banc One Securities Corporation to Valic Financial Advisors, Inc.left Feb 4, 2004, registered Feb 24, 2004 (20 days) · Other
- Country Trust Bank to Banc One Securities Corporationleft Aug 19, 2003, registered Sep 10, 2003 (22 days) · Other
Signals
- Brian J Forneris left Marcum Wealth, Llc for Raymond James & Associates, Inc. (registered 2025-06-17)Apr 16, 2025 · Advisor changed firm · fact
- Brian J Forneris left Intellicents Investment Solutions Inc for Marcum Wealth, Llc (registered 2023-10-26)Sep 20, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address