RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A••••• B••••••••
- E••••• J•••• national BD currentsince May 1, 2026 · St. Louis, Mo
- A••••• A•• P••••••• S••••••• BD affiliatedJun 15, 2023 to Mar 30, 2026 · St Louis, Mo
- J••• M••••• S••••••••• L•• wirehouseSep 14, 2021 to Jun 1, 2023 · Saint Louis, Mo
- A••••• A•• P••••••• S••••••• BD affiliatedAug 29, 2005 to Nov 13, 2020 · St. Louis, Mo
- E•••••••• A•••••••• L•• national BDSep 18, 2002 to Aug 10, 2005 · Clayton, Mo
- A••••• A•• P••••••• S••••••• to E••••• J••••left Mar 30, 2026, registered May 1, 2026 (32 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to A••••• A•• P••••••• S•••••••left Jun 1, 2023, registered Jun 15, 2023 (14 days) · Wirehouse to affiliated broker-dealer or bank
- A••••• A•• P••••••• S••••••• to J••• M••••• S••••••••• L••left Nov 13, 2020, registered Sep 14, 2021 (305 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- E•••••••• A•••••••• L•• to A••••• A•• P••••••• S•••••••left Aug 10, 2005, registered Aug 29, 2005 (19 days) · Other
- B•••• A••••• B•••••••• left A••••• A•• P••••••• S••••••• for E••••• J•••• (registered 2026-05-01)Mar 30, 2026 · Advisor changed firm · fact
- B•••• A••••• B•••••••• left J••• M••••• S••••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2023-06-15)Jun 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address