DFX Intelligence
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Registered advisor
G••• J••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as G•••••• L•••• J••••••••• L•••• J••••••
At current firm
1 y
since Mar 31, 2025
In the industry
15 y
since Oct 4, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Gig Harbor, Wa
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 19, 2022 to Mar 31, 2025 · Covington, Ky
- E•••••• A••••••• G••••• L•• BD affiliatedAug 23, 2021 to Jun 14, 2022 · Gig Harbor, Wa
- M••••• S•••••• wirehouseFeb 15, 2013 to May 26, 2015 · Gig Harbor, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 11, 2010 to Feb 25, 2013 · Tacoma, Wa
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- E•••••• A••••••• G••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 14, 2022, registered Jul 19, 2022 (35 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to E•••••• A••••••• G••••• L••left May 26, 2015, registered Aug 23, 2021 (2281 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 25, 2013, registered Feb 15, 2013 (-10 days) · Wirehouse to wirehouse
Signals
- ••• LockedJun 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address