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Registered advisor
T•••••• D•••• W•••••••••
Feed of 09/14/2026
Also filed as Tim W•••••••••
At current firm
0 y
since Feb 13, 2026
In the industry
23 y
since Oct 7, 2002 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Columbus, Oh
- U••• B•••••• I••••••••• I••• formerOct 17, 2013 to Feb 13, 2026 · Torrance, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Oct 25, 2013 · Columbus, Oh
- C•••• I••••••••• S••••••• C•••• formerMar 11, 2009 to Oct 1, 2012 · Columbus, Oh
- B• R•••• W••••• M••••••••• formerFeb 13, 2008 to Jan 14, 2009 · Lewis Center, Oh
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedJan 12, 2007 to Feb 4, 2008 · Columbus, Oh
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Jan 9, 2007 · Pickerington, Oh
- B••• O•• S••••••••• C••••••••• unclassifiedJan 21, 2004 to Jul 6, 2005 · Gahanna, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDOct 7, 2002 to Jul 14, 2003 · Independence, Oh
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to U••• B•••••• I••••••••• I•••left Oct 25, 2013, registered Oct 17, 2013 (-8 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- B• R•••• W••••• M••••••••• to C•••• I••••••••• S••••••• C••••left Jan 14, 2009, registered Mar 11, 2009 (56 days) · Other
- N••••••••• I••••••••• A•••••••• L•• to B• R•••• W••••• M•••••••••left Feb 4, 2008, registered Feb 13, 2008 (9 days) · Other
- C•••• I••••••••• S••••••• C•••• to N••••••••• I••••••••• A•••••••• L••left Jan 9, 2007, registered Jan 12, 2007 (3 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to B••• O•• S••••••••• C•••••••••left Jul 14, 2003, registered Jan 21, 2004 (191 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address