DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Alan Lupi
Feed of 09/14/2026
Also filed as Bill Lupi
At current firm
5 y
since Oct 16, 2020
In the industry
23 y
since Oct 18, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Truist Advisory Services, Inc. BD affiliated currentsince Oct 16, 2020 · Carlisle, Pa
- Bb&T Securities, LLC formerJan 2, 2018 to Feb 17, 2021 · Camp Hill, Pa
- Bb&T Investment Services, Inc. formerSep 18, 2017 to Jan 2, 2018 · Charlotte, Nc
- Pnc Wealth Management BD affiliatedMay 15, 2015 to Jul 25, 2017 · Camp Hill, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 9, 2010 to Oct 29, 2012 · Camp Hill, Pa
- Wells Fargo Advisors wirehouseFeb 8, 2005 to Feb 17, 2010 · Crofton, Md
Moves
a registration end followed by a registration begin elsewhere
- Bb&T Securities, LLC to Truist Advisory Services, Inc.left Feb 17, 2021, registered Oct 16, 2020 (-124 days) · corporate re-registration, not a move
- Bb&T Investment Services, Inc. to Bb&T Securities, LLCleft Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- Pnc Wealth Management to Bb&T Investment Services, Inc.left Jul 25, 2017, registered Sep 18, 2017 (55 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pnc Wealth Managementleft Oct 29, 2012, registered May 15, 2015 (928 days) · Other
- Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Feb 17, 2010, registered Apr 9, 2010 (51 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address