RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• T•• C•••
- Title
- Senior Financial Advisorreportedwealthstaradvisors.comfirm site, Sep 15, 2026
- Direct business phone
- 972-372-2970reportedwealthstaradvisors.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- W••••••••• A•••••••• L•• i••••••••• wealth currentsince Nov 18, 2013 · Plano, Tx
- I••••••••• F•••••••• P••••••• BD affiliatedAug 24, 2012 to Dec 31, 2013 · Plano, Tx
- W•••• E••••• G••••• I••• BD affiliatedJun 8, 2011 to Jun 8, 2011 · Plano, Tx
- P•••••••• D••••••••• I••••••••• S••••••• C•••• formerMay 2, 2011 to Jul 12, 2012 · Plano, Tx
- C••••••••• C•••••• A••••••• formerNov 10, 2010 to May 2, 2011 · Plano, Tx
- B••••• I••••••••• A••••••• L•• unclassifiedAug 2, 2010 to Nov 5, 2010 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDAug 26, 2002 to Aug 11, 2010 · Dallas, Tx
- I••••••••• F•••••••• P••••••• to W••••••••• A•••••••• L••left Dec 31, 2013, registered Nov 18, 2013 (-43 days) · Other
- P•••••••• D••••••••• I••••••••• S••••••• C•••• to W•••• E••••• G••••• I•••left Jul 12, 2012, registered Jun 8, 2011 (-400 days) · Other
- W•••• E••••• G••••• I••• to I••••••••• F•••••••• P•••••••left Jun 8, 2011, registered Aug 24, 2012 (443 days) · Other
- C••••••••• C•••••• A••••••• to P•••••••• D••••••••• I••••••••• S••••••• C••••left May 2, 2011, registered May 2, 2011 (0 days) · Other
- B••••• I••••••••• A••••••• L•• to C••••••••• C•••••• A•••••••left Nov 5, 2010, registered Nov 10, 2010 (5 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B••••• I••••••••• A••••••• L••left Aug 11, 2010, registered Aug 2, 2010 (-9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address