DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Concordius Capital Advisors

Former SEC-registered adviserSt Petersburg, FloridaCRD 142852SEC 801-67538IAPD
Legal name Concordius Capital Advisors, LLC
Latest filing Jun 29, 2015
First filing on the tape Dec 12, 2011 · 45 filings
RAUM
$32.0M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$32.0M as of Feb 13, 2015
Mar 30, 2012$125M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Feb 13, 2015
Mar 30, 20120 then
Employees (5.A)7 as of Feb 13, 2015
Apr 17, 20131 then
Private funds: no history
RAUM -75% over the last fiscal year-36% a year over threeIARs 2 to 5
Practice profile
derived from the filing of Jun 29, 2015; every figure names its basis
RAUM per advisor
$6.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$457,143derivedRAUM over accounts (5.F.2.f)
Discretionary
91%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
1.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
-75%derivedbetween the last two annual amendments
Advisor growth, one year
+100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
70reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Ridgway Mark Keramidas · Chief Compliance Officercontrol
    since 12/2014 · owns less than 5%
  • William Keith Krueger · Managing Membercontrol
    since 12/2013 · owns less than 5%
  • William Keith Krueger · Chairman, And Chief Executive Officercontrol
    since 06/2013 · owns 25% to 50% of Concordius Capital Holdings, Inc
  • Harland Clifford Wildes · Chief Operating Officer And Ownercontrol
    since 06/2014 · owns 25% to 50% of Concordius Capital Holdings, Inc.
Entity owners
  • Concordius Capital Holdings · Sole Owner And Managing Member Of The LLC
    direct · owns 75% or more
  • Concert Global Group, Ltd Owned By The Felipe And Elizabeth Luna Family Trust · Owner
    indirect · owns F of Concordius Capital Holdings, Inc
  • Concordius Capital Holdings, Inc · Florida Corporation
    indirect · owns 75% or more of Concordius Capital Advisors LLC
Related persons
Schedule D 7.A
  • Stewart Carlin
    investment companyn
Advisers that list Concordius Capital Advisors as a related person
Offices
Schedule D 1.F, the 25 largest
  • ,
What changed
consecutive filings, newest first
  • Advisory activities · 4 to 3
    Jun 15, 2015 to Jun 29, 2015
  • Advisory activities · 5 to 4
    May 22, 2015 to Jun 15, 2015
  • Assets in custody · unset to 0.0
    Apr 15, 2015 to May 8, 2015
  • Custody of client assets · false to true
    Apr 15, 2015 to May 8, 2015
  • Advisory employees · 3 to 5
    Apr 15, 2015 to Apr 15, 2015
  • State-registered IARs · 4 to 5
    Apr 15, 2015 to Apr 15, 2015
  • Legal name · CONCORDIUS CAPITAL ADVISORS to CONCORDIUS CAPITAL ADVISORS, LLC
    Mar 31, 2015 to Mar 31, 2015
  • Accounts · 75 to 70
    Sep 26, 2014 to Feb 13, 2015
  • Advisory employees · 2 to 3
    Sep 26, 2014 to Feb 13, 2015
  • Advisory activities · 3 to 5
    Sep 26, 2014 to Feb 13, 2015
  • BD registered reps · 1 to 2
    Sep 26, 2014 to Feb 13, 2015
  • Employees · 2 to 7
    Sep 26, 2014 to Feb 13, 2015
  • State-registered IARs · 2 to 4
    Sep 26, 2014 to Feb 13, 2015
  • Discretionary RAUM · $108M to $29.0M
    Sep 26, 2014 to Feb 13, 2015
  • Non-discretionary RAUM · $21.0M to $3.0M
    Sep 26, 2014 to Feb 13, 2015
  • RAUM · $129M to $32.0M
    Sep 26, 2014 to Feb 13, 2015
  • Succession · true to false
    Feb 11, 2014 to Feb 17, 2014
  • Accounts · 50 to 75
    Nov 21, 2013 to Feb 11, 2014
  • Advisory employees · 0 to 2
    Nov 21, 2013 to Feb 11, 2014
  • Advisory activities · 2 to 3
    Nov 21, 2013 to Feb 11, 2014
  • BD registered reps · 0 to 1
    Nov 21, 2013 to Feb 11, 2014
  • Employees · 1 to 2
    Nov 21, 2013 to Feb 11, 2014
  • HQ city · ORLANDO to ST PETERSBURG
    Nov 21, 2013 to Feb 11, 2014
  • State-registered IARs · 1 to 2
    Nov 21, 2013 to Feb 11, 2014
  • Discretionary RAUM · $126M to $108M
    Nov 21, 2013 to Feb 11, 2014
  • Non-discretionary RAUM · $0 to $21.0M
    Nov 21, 2013 to Feb 11, 2014
  • RAUM · $126M to $129M
    Nov 21, 2013 to Feb 11, 2014
  • Related adviser · true to false
    Nov 21, 2013 to Feb 11, 2014
  • Succession · false to true
    Nov 21, 2013 to Feb 11, 2014
  • Succession · true to false
    Oct 25, 2013 to Nov 21, 2013
  • Succession · false to true
    Oct 8, 2013 to Oct 25, 2013
  • Succession · true to false
    Jul 11, 2013 to Jul 15, 2013
  • Business name · AMS ADVISORS LLC to CONCORDIUS CAPITAL ADVISORS
    Apr 17, 2013 to Jul 11, 2013
  • Legal name · AMS ADVISORS LLC to CONCORDIUS CAPITAL ADVISORS
    Apr 17, 2013 to Jul 11, 2013
  • Succession · false to true
    Apr 17, 2013 to Jul 11, 2013
  • Accounts · 148 to 50
    Jul 12, 2012 to Apr 17, 2013
  • Advisory employees · unset to 0.0
    Jul 12, 2012 to Apr 17, 2013
  • BD registered reps · unset to 0.0
    Jul 12, 2012 to Apr 17, 2013
  • Employees · unset to 1.0
    Jul 12, 2012 to Apr 17, 2013
  • Financial planning clients · unset to 0
    Jul 12, 2012 to Apr 17, 2013
Signals
1 dated events
  • Concordius Capital Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Jul 11, 2013 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026