RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• S•••• D•••
- M•• C•••••• M••••••••• L•• independent RIA currentsince Feb 17, 2026 · Los Angeles, Ca
- E•••• A••••••• independent RIAJun 5, 2019 to Sep 4, 2026 · Los Angeles, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerJan 4, 2013 to Jun 4, 2019 · San Francisco, Ca
- L••••••• C••••••• L•• formerJun 6, 2008 to Feb 1, 2013 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 26, 2003 to May 14, 2008 · Los Angeles, Ca
- E•••• A••••••• to M•• C•••••• M••••••••• L••left Sep 4, 2026, registered Feb 17, 2026 (-199 days) · corporate re-registration, not a move
- J••• M••••• P•••••• W••••• A••••••• L•• to E•••• A•••••••left Jun 4, 2019, registered Jun 5, 2019 (1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- L••••••• C••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Feb 1, 2013, registered Jan 4, 2013 (-28 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L••••••• C••••••• L••left May 14, 2008, registered Jun 6, 2008 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address