DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

10 advisors left J••• M••••• P•••••• W••••• A••••••• L•• for E•••• A•••••••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
David Chih HouLos Angeles, CaJun 4, 2019Jun 4, 2019
Jason Eric LeftonLos Angeles, CaJun 4, 2019Jun 5, 2019
Jeffrey Scott DoreLos Angeles, CaJun 4, 2019Jun 5, 2019
Kim Pfeifer IpSan Diego, CaJun 4, 2019Jun 4, 2019
Mark Elliott SearLos Angeles, CaJun 4, 2019Jun 4, 2019
Melanie C JonesSan Francisco, CaJun 4, 2019Jun 6, 2019
Monika Hanssen MuggLos Angeles, CaJun 4, 2019Jun 5, 2019
Peter Cherng Tsu ChangLos Angeles, CaJun 4, 2019Jun 5, 2019
Stefano D'AmatoLos Angeles, CaJun 4, 2019Jun 6, 2019
William James MartinetLos Angeles, CaJun 4, 2019Jun 6, 2019
The rule
Registrations ended
Jun 4, 2019
Registered next
Jun 4, 2019 to Jun 6, 2019
Branch state
CA
Cities
3, most in Los Angeles, Ca
Registered there that day
359 (people still on IAPD; an estimate)
Share of that headcount
2.8%
Succession by the destination
none on the tape
Other teams out of J••• M••••• P•••••• W••••• A••••••• L••Other teams into E•••• A•••••••