DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Matthew Rees
Feed of 09/14/2026
Also filed as Brian Rees
At current firm
7 y
since Jun 11, 2019
In the industry
22 y
since Sep 22, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Jun 11, 2019 · Westlake, Oh
- Vantage Financial Group, Inc. independent RIAAug 17, 2018 to Jun 10, 2019 · Cleveland, Oh
- Cetera Advisor Networks LLC formerJan 9, 2015 to Jun 10, 2019 · Cleveland, Oh
- Principal Securities, Inc. BD affiliatedFeb 8, 2006 to Jun 1, 2011 · Cleveland, Oh
- Valic Financial Advisors, Inc. BD affiliatedNov 12, 2004 to Dec 19, 2005 · Independence, Oh
- Banc One Securities Corporation unclassifiedSep 22, 2003 to Nov 5, 2004 · Rocky River, Oh
Moves
a registration end followed by a registration begin elsewhere
- Vantage Financial Group, Inc. to Raymond James Financial Services Advisors, Incleft Jun 10, 2019, registered Jun 11, 2019 (1 days) · RIA to affiliated broker-dealer or bank
- Cetera Advisor Networks LLC to Vantage Financial Group, Inc.left Jun 10, 2019, registered Aug 17, 2018 (-297 days) · Affiliated broker-dealer or bank to independent RIA
- Principal Securities, Inc. to Cetera Advisor Networks LLCleft Jun 1, 2011, registered Jan 9, 2015 (1318 days) · Other
- Valic Financial Advisors, Inc. to Principal Securities, Inc.left Dec 19, 2005, registered Feb 8, 2006 (51 days) · Other
- Banc One Securities Corporation to Valic Financial Advisors, Inc.left Nov 5, 2004, registered Nov 12, 2004 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address