RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• M•••••••
- S•••• independent RIA currentsince Feb 10, 2026 · New York, Ny
- S••••• W••••• M••••••••• independent RIADec 14, 2022 to Sep 4, 2025 · Chicago, Il
- P•••• S••••••••• L•• no RAUMApr 17, 2019 to Dec 6, 2022 · Chicago, Il
- V•••••• C•••••• M••••••••• L• formerOct 25, 2018 to Mar 19, 2019 · Chicago, Il
- I•• W••••• M••••••••• L•• BD affiliatedApr 25, 2018 to Oct 19, 2018 · Chicago, Il
- S•••••••• A••••••• L•• national BDOct 11, 2016 to Oct 19, 2017 · Chicago, Il
- E•••••• C•••••• M••••••••• L•• formerNov 30, 2011 to Sep 7, 2016 · Chicago, Il
- C•••• I••••••••• S••••••• C•••• formerFeb 2, 2010 to Dec 5, 2011 · Chicago, Il
- E•••••• C•••••• M••••••••• L•• formerJul 12, 2007 to Jan 8, 2010 · Arlington, Va
- A••••••••• F•••••••• S•••••••• L•• national BDDec 6, 2002 to Jan 13, 2003 · Chicago, Il
- S••••• W••••• M••••••••• to S••••left Sep 4, 2025, registered Feb 10, 2026 (159 days) · RIA to RIA
- P•••• S••••••••• L•• to S••••• W••••• M•••••••••left Dec 6, 2022, registered Dec 14, 2022 (8 days) · Affiliated broker-dealer or bank to independent RIA
- V•••••• C•••••• M••••••••• L• to P•••• S••••••••• L••left Mar 19, 2019, registered Apr 17, 2019 (29 days) · RIA to affiliated broker-dealer or bank
- I•• W••••• M••••••••• L•• to V•••••• C•••••• M••••••••• L•left Oct 19, 2018, registered Oct 25, 2018 (6 days) · RIA to RIA
- S•••••••• A••••••• L•• to I•• W••••• M••••••••• L••left Oct 19, 2017, registered Apr 25, 2018 (188 days) · Affiliated broker-dealer or bank to independent RIA
- E•••••• C•••••• M••••••••• L•• to S•••••••• A••••••• L••left Sep 7, 2016, registered Oct 11, 2016 (34 days) · Other
- C•••• I••••••••• S••••••• C•••• to E•••••• C•••••• M••••••••• L••left Dec 5, 2011, registered Nov 30, 2011 (-5 days) · Other
- E•••••• C•••••• M••••••••• L•• to C•••• I••••••••• S••••••• C••••left Jan 8, 2010, registered Feb 2, 2010 (25 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to E•••••• C•••••• M••••••••• L••left Jan 13, 2003, registered Jul 12, 2007 (1641 days) · Other
- J••••••• M••••••• left S••••• W••••• M••••••••• for Savvy (registered 2026-02-10)Sep 4, 2025 · Advisor changed firm · fact
- J••••••• M••••••• left P•••• S••••••••• L•• for S••••• W••••• M••••••••• (registered 2022-12-14)Dec 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address