DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Evan Berkley
Feed of 09/15/2026
At current firm
11 y
since Jan 22, 2015
In the industry
23 y
since Mar 4, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advice And Planning Services BD affiliated currentsince Jan 22, 2015 · Waltham, Ma
- Oneamerica Securities, Inc. BD affiliatedAug 18, 2009 to Nov 21, 2014 · Indianapolis, In
- U.S. Financial Advisors formerApr 20, 2007 to May 22, 2009 · Wilmington, De
- Signator Investors, Inc. formerMay 16, 2005 to Apr 3, 2006 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Oneamerica Securities, Inc. to Advice And Planning Servicesleft Nov 21, 2014, registered Jan 22, 2015 (62 days) · Other
- U.S. Financial Advisors to Oneamerica Securities, Inc.left May 22, 2009, registered Aug 18, 2009 (88 days) · Other
- Signator Investors, Inc. to U.S. Financial Advisorsleft Apr 3, 2006, registered Apr 20, 2007 (382 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address