RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• B••••• H•••
- M•••••• BD affiliated currentsince Nov 8, 2021 · Sandy Springs, Ga
- H•••••• B••• formerJul 6, 2018 to Oct 29, 2021 · Atlanta, Ga
- W••••••••• W••••• M••••••••• L•• independent RIAJul 28, 2010 to Jul 30, 2015 · Alpharetta, Ga
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedFeb 2, 2007 to Nov 24, 2008 · Atlanta, Ga
- H•••••• B••• to M••••••left Oct 29, 2021, registered Nov 8, 2021 (10 days) · RIA to affiliated broker-dealer or bank
- W••••••••• W••••• M••••••••• L•• to H•••••• B•••left Jul 30, 2015, registered Jul 6, 2018 (1072 days) · Other
- G•••••• S•••• W••••• S•••••••• L••• to W••••••••• W••••• M••••••••• L••left Nov 24, 2008, registered Jul 28, 2010 (611 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address