RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• N••••• A••••
- T••••••• I••••••••• M••••••••• institutional currentsince Nov 18, 2021 · Madison, Wi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 22, 2013 to Sep 20, 2019 · Columbus, In
- H•••• W••••• P••••••• formerNov 3, 2011 to Jan 18, 2013 · Auburn, In
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T••••••• I••••••••• M•••••••••left Sep 20, 2019, registered Nov 18, 2021 (790 days) · Other
- H•••• W••••• P••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 18, 2013, registered Nov 22, 2013 (308 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address