RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• E••••• W•••
- C••••••••• W•••••• L•• independent RIA currentsince Jan 1, 2026 · Overland Park, Ks
- B••••••••• W••••• A•••••••• L•• no RAUMAug 23, 2018 to Jan 28, 2021 · Gainesville, Fl
- B•••••• I••••••••• A••••••• formerNov 6, 2017 to Aug 8, 2018 · Gainsville, Fl
- P••••••••• S••••••••• C••••••••• independent RIAOct 5, 2015 to Oct 19, 2017 · Trenton, Fl
- L••••• A•••••••• L•• formerSep 2, 2003 to Nov 25, 2013 · Trenton, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 12, 1998 to Jun 30, 2003 · Trenton, Fl
- B••••••••• W••••• A•••••••• L•• to C••••••••• W•••••• L••left Jan 28, 2021, registered Jan 1, 2026 (1799 days) · RIA to RIA
- B•••••• I••••••••• A••••••• to B••••••••• W••••• A•••••••• L••left Aug 8, 2018, registered Aug 23, 2018 (15 days) · RIA to RIA
- P••••••••• S••••••••• C••••••••• to B•••••• I••••••••• A•••••••left Oct 19, 2017, registered Nov 6, 2017 (18 days) · Other
- L••••• A•••••••• L•• to P••••••••• S••••••••• C•••••••••left Nov 25, 2013, registered Oct 5, 2015 (679 days) · Other
- V••• F•••••••• A•••••••• I••• to L••••• A•••••••• L••left Jun 30, 2003, registered Sep 2, 2003 (64 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address