J•••• P•••••• Z•••••

E•••••• A••••••• G••••• L••BD affiliatedMonkton, Md dual registrantIAPD 4589296

Feed of 09/15/2026

At current firm

1 y

since Oct 15, 2024

In the industry

23 y

since Jan 20, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Oct 15, 2024 · Greenwood Village, Co
C•••••• S••••• • C••• I••• national BD
Jun 25, 2019 to Sep 27, 2024 · Towson, Md
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 19, 2017 to Jun 4, 2019 · Owings Mills, Md
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 18, 2016 to Sep 20, 2017 · Hunt Valley, Md
S•••••••• A••••••• L•• national BD
Jun 9, 2008 to Mar 16, 2011 · Towson, Md
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Dec 8, 2004 to Jul 19, 2006 · Owings Mills, Md
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 20, 2003 to Jun 27, 2003 · Annapolis, Md

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to E•••••• A••••••• G••••• L••
left Sep 27, 2024, registered Oct 15, 2024 (18 days) · Affiliated broker-dealer or bank to another
A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••
left Jun 4, 2019, registered Jun 25, 2019 (21 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left Sep 20, 2017, registered Sep 19, 2017 (-1 days) · Wirehouse to affiliated broker-dealer or bank
S•••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 16, 2011, registered Oct 18, 2016 (2043 days) · Affiliated broker-dealer or bank to wirehouse
T• R••• P•••• A••••••• S•••••••• I••• to S•••••••• A••••••• L••
left Jul 19, 2006, registered Jun 9, 2008 (691 days) · Other
A••••••••• F•••••••• S•••••••• L•• to T• R••• P•••• A••••••• S•••••••• I•••
left Jun 27, 2003, registered Dec 8, 2004 (530 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

J•••• P•••••• Z••••• left C•••••• S••••• • C••• I••• for E•••••• A••••••• G••••• L•• (registered 2024-10-15)
Sep 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address