RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• A•••••• S•••••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jan 23, 2026 · St. Clair Shores, Mi
- I••••••••• F•••••••• P••••••• BD affiliatedMar 23, 2018 to Sep 5, 2025 · St. Claire Shores, Mi
- A••••• A•• P••••••• S••••••• BD affiliatedApr 19, 2016 to Dec 6, 2017 · Southfield, Mi
- I••••••••• F•••••••• P••••••• to P•••••• A•••••• G••••• L••left Sep 5, 2025, registered Jan 23, 2026 (140 days) · Affiliated broker-dealer or bank to another
- A••••• A•• P••••••• S••••••• to I••••••••• F•••••••• P•••••••left Dec 6, 2017, registered Mar 23, 2018 (107 days) · Other
- W•••••• A•••••• S••••••• left I••••••••• F•••••••• P••••••• for P•••••• A•••••• G••••• L•• (registered 2026-01-23)Sep 5, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address