RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• B••• U•••
- Title
- Senior Financial Advisor | Principalreportedempirical.netfirm site, Sep 15, 2026
- Designations
- CFPreportedempirical.netas printed on the bio page, Sep 16, 2026
- Years, as the firm states
- 20reportedempirical.net“As a financial advisor with 20 years of experience, Mark is dedicated to providing clients with sound financial advice and exceptional service.”
- Professional profile
- empirical.net/team-member/mark-b-umekreportedempirical.netfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- E•••••••• W••••• M••••••••• i••••••••• wealth currentsince Dec 11, 2019 · Portland, Or
- F••••• I••••••••• i••••••••• wealthJan 23, 2015 to Jun 8, 2018 · Plano, Tx
- C•••••• F•••••••• C••••••••• G••••• I••• formerMay 10, 2012 to Dec 31, 2014 · Poway, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedFeb 22, 2011 to Dec 31, 2014 · Sandpoint, Id
- Q•• F•••••••• L•• unclassifiedDec 9, 2008 to Feb 11, 2011 · San Diego, Ca
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 13, 2006 to Dec 8, 2008 · San Diego, Ca
- F••••• I••••••••• to E•••••••• W••••• M•••••••••left Jun 8, 2018, registered Dec 11, 2019 (551 days) · RIA to RIA
- C•••••• F•••••••• C••••••••• G••••• I••• to F••••• I•••••••••left Dec 31, 2014, registered Jan 23, 2015 (23 days) · Other
- I••••••••• F•••••••• G••••• L•• to C•••••• F•••••••• C••••••••• G••••• I•••left Dec 31, 2014, registered May 10, 2012 (-965 days) · Other
- Q•• F•••••••• L•• to I••••••••• F•••••••• G••••• L••left Feb 11, 2011, registered Feb 22, 2011 (11 days) · Other
- V••• F•••••••• A•••••••• I••• to Q•• F•••••••• L••left Dec 8, 2008, registered Dec 9, 2008 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address