DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Corey Finch
Feed of 09/14/2026
Also filed as Robert C Finch
At current firm
1 y
since Sep 5, 2025
In the industry
23 y
since Oct 30, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Sep 5, 2025 · Albuquerque, Nm
- Avantax Advisory Services formerJan 28, 2022 to Sep 5, 2025 · Albuquerque, Nm
- Allstate Financial Advisors, LLC BD affiliatedOct 24, 2019 to Nov 5, 2021 · Albuquerque, Nm
- Pnc Managed Account Solutions, Inc. formerMar 12, 2019 to Jun 4, 2019 · Albuquerque, Nm
- Valic Financial Advisors, Inc. BD affiliatedApr 4, 2012 to Mar 7, 2019 · Albuquerque, Nm
Moves
a registration end followed by a registration begin elsewhere
- Avantax Advisory Services to Cetera Investment Advisers LLCleft Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- Allstate Financial Advisors, LLC to Avantax Advisory Servicesleft Nov 5, 2021, registered Jan 28, 2022 (84 days) · Affiliated broker-dealer or bank to another
- Pnc Managed Account Solutions, Inc. to Allstate Financial Advisors, LLCleft Jun 4, 2019, registered Oct 24, 2019 (142 days) · Affiliated broker-dealer or bank to another
- Valic Financial Advisors, Inc. to Pnc Managed Account Solutions, Inc.left Mar 7, 2019, registered Mar 12, 2019 (5 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address