RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B• G•••••••
- S••••••• F•••••••• C••• no RAUM currentsince Jul 2, 2026 · Byram Township, Nj
- C••••••••• F•••••••• N•••••• national BD currentsince Jul 24, 2025 · Byram Township, Nj
- L•••• B•••••• • C••• L•• independent RIAJan 17, 2025 to Jun 2, 2025 · Stanhope, Nj
- I••• W••••• A•••••••• L•• independent RIANov 14, 2018 to Dec 9, 2024 · West Palm Beach, Fl
- P•••••••• F•••••••• S••••••• independent RIAMar 27, 2018 to Sep 11, 2018 · Mine Hill, Nj
- L•• F•••••••• L•• BD affiliatedJan 31, 2012 to Dec 15, 2015 · Mine Hill, Nj
- 1•• G••••• A••••••• I•• formerFeb 8, 2011 to Dec 23, 2011 · Mount Arlington, Nj
- L•• F•••••••• L•• BD affiliatedJul 31, 2008 to Jul 12, 2010 · Morristown, Nj
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJan 25, 2006 to Jul 9, 2008 · Fairfield, Nj
- R•• C•••••• M••••••• L•• national BDFeb 1, 2005 to Jan 27, 2006 · Florham Park, Nj
- L•••• B•••••• • C••• L•• to C••••••••• F•••••••• N••••••left Jun 2, 2025, registered Jul 24, 2025 (52 days) · RIA to affiliated broker-dealer or bank
- I••• W••••• A•••••••• L•• to L•••• B•••••• • C••• L••left Dec 9, 2024, registered Jan 17, 2025 (39 days) · RIA to RIA
- P•••••••• F•••••••• S••••••• to I••• W••••• A•••••••• L••left Sep 11, 2018, registered Nov 14, 2018 (64 days) · RIA to RIA
- L•• F•••••••• L•• to P•••••••• F•••••••• S•••••••left Dec 15, 2015, registered Mar 27, 2018 (833 days) · Other
- 1•• G••••• A••••••• I•• to L•• F•••••••• L••left Dec 23, 2011, registered Jan 31, 2012 (39 days) · Other
- L•• F•••••••• L•• to 1•• G••••• A••••••• I••left Jul 12, 2010, registered Feb 8, 2011 (211 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Jul 9, 2008, registered Jul 31, 2008 (22 days) · Other
- R•• C•••••• M••••••• L•• to R•••••• J•••• F•••••••• S•••••••• I•••left Jan 27, 2006, registered Jan 25, 2006 (-2 days) · Other
- M•••••• B• G••••••• left L•••• B•••••• • C••• L•• for C••••••••• F•••••••• N•••••• (registered 2025-07-24)Jun 2, 2025 · Advisor changed firm · fact
- M•••••• B• G••••••• left I••• W••••• A•••••••• L•• for L•••• B•••••• • C••• L•• (registered 2025-01-17)Dec 9, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address