DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Raymond Arroyo

Allstate Financial Advisors, LLCBD affiliatedColton, Cadual registrantIAPD 4598627

Certified Financial Planner

Feed of 09/14/2026

Also filed as Raymond Arroyo

At current firm

0 y

since Aug 28, 2026

In the industry

23 y

since Apr 8, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Allstate Financial Advisors, LLC BD affiliated current
since Aug 28, 2026 · Colton, Ca
Mcadam LLC independent RIA
Apr 15, 2025 to Aug 6, 2025 · Radnor, Pa
Vanguard Advisers, Inc. BD affiliated
Nov 8, 2022 to Apr 10, 2025 · Scottsdale, Az
Pfg Advisors independent RIA
Jun 1, 2021 to Oct 17, 2022 · Encinitas, Ca
Pruco Securities, LLC no RAUM
Apr 14, 2020 to Jun 15, 2021 · San Diego, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 13, 2007 to Apr 2, 2008 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Mcadam LLC to Allstate Financial Advisors, LLC
left Aug 6, 2025, registered Aug 28, 2026 (387 days) · RIA to affiliated broker-dealer or bank
Vanguard Advisers, Inc. to Mcadam LLC
left Apr 10, 2025, registered Apr 15, 2025 (5 days) · Affiliated broker-dealer or bank to independent RIA
Pfg Advisors to Vanguard Advisers, Inc.
left Oct 17, 2022, registered Nov 8, 2022 (22 days) · RIA to affiliated broker-dealer or bank
Pruco Securities, LLC to Pfg Advisors
left Jun 15, 2021, registered Jun 1, 2021 (-14 days) · Affiliated broker-dealer or bank to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pruco Securities, LLC
left Apr 2, 2008, registered Apr 14, 2020 (4395 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Raymond Arroyo left Mcadam Llc for Allstate Financial Advisors, Llc (registered 2026-08-28)
Aug 6, 2025 · Advisor changed firm · fact
Raymond Arroyo left Vanguard Advisers, Inc. for Mcadam Llc (registered 2025-04-15)
Apr 10, 2025 · Advisor changed firm · fact
Raymond Arroyo left Pfg Advisors for Vanguard Advisers, Inc. (registered 2022-11-08)
Oct 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address