DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••• S••••

J•••••• W••••• I•••mixed wealthMilwaukee, WiIA-onlyIAPD 4601168

Feed of 09/14/2026

Also filed as B••••• Jermain S••••

At current firm

0 y

since Mar 19, 2026

In the industry

23 y

since Dec 12, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J•••••• W••••• I••• mixed wealth current
since Mar 19, 2026 · Milwaukee, Wi
R•••••• J•••• • A••••••••• I••• national BD
Sep 5, 2024 to Jan 13, 2026 · Cincinnati, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 2, 2019 to Sep 20, 2024 · Vienna, Va
W•••• F•••• A••••••• wirehouse
Jul 25, 2018 to Oct 7, 2019 · Milwaukee, Wi
S•••••••• I••••••••• M••••••••• former
Mar 20, 2014 to Mar 7, 2018 · Saint Louis, Mo
T• A••••••••• I••• former
Feb 4, 2010 to Oct 21, 2013 · Chicago, Il
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 4, 2010 to Oct 21, 2013 · Chicago, Il
S•••••••• A••••••• L•• national BD
Jan 14, 2009 to Jan 5, 2010 · Morristown, Nj

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to J•••••• W••••• I•••
left Jan 13, 2026, registered Mar 19, 2026 (65 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••
left Sep 20, 2024, registered Sep 5, 2024 (-15 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 7, 2019, registered Dec 2, 2019 (56 days) · Wirehouse to wirehouse
S•••••••• I••••••••• M••••••••• to W•••• F•••• A•••••••
left Mar 7, 2018, registered Jul 25, 2018 (140 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• I••••••••• M•••••••••
left Oct 21, 2013, registered Mar 20, 2014 (150 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 21, 2013, registered Feb 4, 2010 (-1355 days) · channel change inside one enterprise, not a move
S•••••••• A••••••• L•• to T• A••••••••• I•••
left Jan 5, 2010, registered Feb 4, 2010 (30 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

B••••• S•••• left R•••••• J•••• • A••••••••• I••• for J•••••• W••••• I••• (registered 2026-03-19)
Jan 13, 2026 · Advisor changed firm · fact
B••••• S•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-09-05)
Sep 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address