S••• A•••••••• J••••

• A••••••• S••••••• N•••••• independent RIA current
  since Feb 18, 2022 · Atlanta, Ga
• W•••• F•••• A••••••• wirehouse
  Jul 9, 2014 to Mar 7, 2022 · Vienna, Va
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jul 14, 2014 · Washington, Dc
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to Jun 1, 2009 · Washington, Dc
• M••••• S•••••• D• I••• unclassified
  Jan 19, 2007 to Apr 2, 2007 · Washington, Dc
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Feb 19, 2003 to Jan 25, 2007 · Washington, Dc

• W•••• F•••• A••••••• to A••••••• S••••••• N••••••
  left Mar 7, 2022, registered Feb 18, 2022 (-17 days) · Wirehouse to independent RIA
• M••••• S•••••• to W•••• F•••• A•••••••
  left Jul 14, 2014, registered Jul 9, 2014 (-5 days) · Wirehouse to wirehouse
• M••••• S•••••• • C•• L•• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• D• I•••
  left Jan 25, 2007, registered Jan 19, 2007 (-6 days) · Other

• S••• A•••••••• J•••• left W•••• F•••• A••••••• for A••••••• S••••••• N•••••• (registered 2022-02-18)
  Mar 7, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address