DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Tim Kroon
At current firm
2 y
since Jul 5, 2024
In the industry
23 y
since Feb 7, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fisher\Smb institutional currentsince Jul 5, 2024 · Vancouver, Wa
- Fisher Investments independent RIAFeb 10, 2016 to Jul 3, 2024 · Plano, Tx
- Stancorp Investment Advisers, Inc. otherFeb 29, 2008 to Jan 20, 2016 · Portland, Or
- Marathon Advisors, Inc unclassifiedApr 12, 2005 to Jun 10, 2005 · Portland, Or
- Securian Financial Services, Inc. formerJan 29, 2004 to Apr 5, 2005 · Portland, Or
- Ameriprise Financial Services, LLC national BDFeb 10, 2003 to Dec 12, 2003 · Vancouver, Wa
Moves
a registration end followed by a registration begin elsewhere
- Fisher Investments to Fisher\Smbleft Jul 3, 2024, registered Jul 5, 2024 (2 days) · corporate re-registration, not a move
- Stancorp Investment Advisers, Inc. to Fisher Investmentsleft Jan 20, 2016, registered Feb 10, 2016 (21 days) · Other
- Marathon Advisors, Inc to Stancorp Investment Advisers, Inc.left Jun 10, 2005, registered Feb 29, 2008 (994 days) · Other
- Securian Financial Services, Inc. to Marathon Advisors, Incleft Apr 5, 2005, registered Apr 12, 2005 (7 days) · Other
- Ameriprise Financial Services, LLC to Securian Financial Services, Inc.left Dec 12, 2003, registered Jan 29, 2004 (48 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address