DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• D•••• V•• K•••••

F•••• P••••••• W•••••• L••independent RIAColorado Springs, CoIA-onlyIAPD 4611622

Certified Financial Planner · Personal Financial Specialist

Feed of 09/14/2026

Also filed as W•••••• D Van K•••••

At current firm

0 y

since Jan 4, 2026

In the industry

23 y

since Mar 3, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Jan 4, 2026 · Colorado Springs, Co
N••••••••• A•••• M••••••••• L•• independent RIA
Apr 1, 2025 to Mar 20, 2026 · Colorado, Co
T•••••••• W•••••• L•• former
Jun 13, 2016 to Apr 3, 2025 · Denver, Co
C•••••• • K••••• L•• former
Nov 2, 2011 to Jun 9, 2016 · Denver, Co
C•••••• • C••••••• I••••••••• unclassified
Mar 5, 2003 to Nov 3, 2011 · Colorado Springs, Co

Moves

a registration end followed by a registration begin elsewhere

N••••••••• A•••• M••••••••• L•• to F•••• P••••••• W•••••• L••
left Mar 20, 2026, registered Jan 4, 2026 (-75 days) · corporate re-registration, not a move
T•••••••• W•••••• L•• to N••••••••• A•••• M••••••••• L••
left Apr 3, 2025, registered Apr 1, 2025 (-2 days) · RIA to RIA · moved with a team
C•••••• • K••••• L•• to T•••••••• W•••••• L••
left Jun 9, 2016, registered Jun 13, 2016 (4 days) · Other · moved with a team
C•••••• • C••••••• I••••••••• to C•••••• • K••••• L••
left Nov 3, 2011, registered Nov 2, 2011 (-1 days) · Other

Signals

W•••••• D•••• V•• K••••• left T•••••••• W•••••• L•• for N••••••••• A•••• M••••••••• L•• (registered 2025-04-01)
Apr 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address