M••• S••••••

S•••••••• A••••••• L••national BDFair Lawn, Nj dual registrantIAPD 4612892

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••• D•••• S••••••••• S••••••

At current firm

1 y

since Mar 31, 2025

In the industry

23 y

since Jan 31, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Fair Lawn, Nj
F••••••• P••••••• A•• W•••••••• A••••••• former
Feb 23, 2023 to Mar 31, 2025 · Paramus, Nj
V••••••• A•••••••• I••• BD affiliated
Oct 30, 2019 to Sep 9, 2022 · Charlotte, Nc
A••••• A•• P••••••• S••••••• BD affiliated
Aug 2, 2012 to Sep 16, 2019 · Frisco, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 21, 2010 to Nov 12, 2010 · Austin, Tx
T• A••••••••• I••• former
Jul 21, 2010 to Nov 12, 2010 · Austin, Tx
S•••••••• A••••••• L•• national BD
Apr 6, 2005 to Jul 7, 2010 · New York, Ny
C•••• I••••••••• S••••••• C•••• former
Oct 25, 2004 to Dec 14, 2004 · Farmers Branch, Tx
M••••• S•••••• D• I••• unclassified
Jan 29, 2004 to Sep 8, 2004 · Lewisville, Tx

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
V••••••• A•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Sep 9, 2022, registered Feb 23, 2023 (167 days) · Affiliated broker-dealer or bank to another
A••••• A•• P••••••• S••••••• to V••••••• A•••••••• I•••
left Sep 16, 2019, registered Oct 30, 2019 (44 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Nov 12, 2010, registered Jul 21, 2010 (-114 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Nov 12, 2010, registered Jul 21, 2010 (-114 days) · Other
S•••••••• A••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left Jul 7, 2010, registered Jul 21, 2010 (14 days) · Other
C•••• I••••••••• S••••••• C•••• to S•••••••• A••••••• L••
left Dec 14, 2004, registered Apr 6, 2005 (113 days) · Other
M••••• S•••••• D• I••• to C•••• I••••••••• S••••••• C••••
left Sep 8, 2004, registered Oct 25, 2004 (47 days) · Other

Signals

••• Locked
Sep 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address