J••• W•••••••• F•••••

• R•• C•••••• M••••••• L•• national BD current
  since Mar 10, 2026 · Vienna, Va
• M••••• S•••••• wirehouse
  Aug 28, 2020 to Mar 9, 2026 · Baltimore, Md
• P•• W••••• M••••••••• BD affiliated
  Jul 29, 2016 to Dec 6, 2018 · Washington, Dc
• M••••• S•••••• wirehouse
  May 2, 2011 to Jul 27, 2016 · Washington, Dc
• W•••• F•••• A••••••• wirehouse
  Sep 2, 2009 to Apr 6, 2011 · Columbia, Md
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Sep 5, 2007 to Dec 22, 2008 · Washington, Dc

• M••••• S•••••• to R•• C•••••• M••••••• L••
  left Mar 9, 2026, registered Mar 10, 2026 (1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• P•• W••••• M••••••••• to M••••• S••••••
  left Dec 6, 2018, registered Aug 28, 2020 (631 days) · Affiliated broker-dealer or bank to wirehouse
• M••••• S•••••• to P•• W••••• M•••••••••
  left Jul 27, 2016, registered Jul 29, 2016 (2 days) · Other
• W•••• F•••• A••••••• to M••••• S••••••
  left Apr 6, 2011, registered May 2, 2011 (26 days) · Wirehouse to wirehouse
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
  left Dec 22, 2008, registered Sep 2, 2009 (254 days) · Wirehouse to wirehouse

• J••• W•••••••• F••••• left M••••• S•••••• for R•• C•••••• M••••••• L•• (registered 2026-03-10)
  Mar 9, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address