DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mary Katherine Gouveia

Raymond James Financial Services Advisors, IncBD affiliatedKensington, Md dual registrantIAPD 4618793

Feed of 09/15/2026

Also filed as Mary Katherine Mcfadden

At current firm

0 y

since Jan 12, 2026

In the industry

19 y

since Oct 20, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James Financial Services Advisors, Inc BD affiliated current
since Jan 12, 2026 · Kensington, Md
Fidelity Personal And Workplace Advisors former
May 23, 2022 to Aug 16, 2024 · Annapolis, Md
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 9, 2021 to Feb 22, 2022 · Annapolis, Md
Truist Advisory Services, Inc. BD affiliated
Dec 8, 2020 to Aug 5, 2021 · Silver Spring, Md
Pnc Wealth Management BD affiliated
Jan 31, 2020 to Dec 1, 2020 · Laurel, Md
Truist Advisory Services, Inc. BD affiliated
Aug 18, 2016 to Apr 22, 2019 · Hyattsville, Md
Suntrust Investment Services, Inc. former
Dec 2, 2011 to Dec 31, 2016 · New Carrollton, Md
Morgan Keegan & Company, LLC former
Jun 6, 2011 to Oct 6, 2011 · Rockville, Md
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 16, 2010 to Jun 7, 2011 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

Fidelity Personal And Workplace Advisors to Raymond James Financial Services Advisors, Inc
left Aug 16, 2024, registered Jan 12, 2026 (514 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fidelity Personal And Workplace Advisors
left Feb 22, 2022, registered May 23, 2022 (90 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Truist Advisory Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 5, 2021, registered Aug 9, 2021 (4 days) · Affiliated broker-dealer or bank to wirehouse
Pnc Wealth Management to Truist Advisory Services, Inc.
left Dec 1, 2020, registered Dec 8, 2020 (7 days) · Affiliated broker-dealer or bank to another
Truist Advisory Services, Inc. to Pnc Wealth Management
left Apr 22, 2019, registered Jan 31, 2020 (284 days) · Affiliated broker-dealer or bank to another
Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.
left Dec 31, 2016, registered Aug 18, 2016 (-135 days) · corporate re-registration, not a move
Morgan Keegan & Company, LLC to Suntrust Investment Services, Inc.
left Oct 6, 2011, registered Dec 2, 2011 (57 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Keegan & Company, LLC
left Jun 7, 2011, registered Jun 6, 2011 (-1 days) · Other

Signals

Mary Katherine Gouveia left Fidelity Personal And Workplace Advisors for Raymond James Financial Services Advisors, Inc (registered 2026-01-12)
Aug 16, 2024 · Advisor changed firm · fact
Mary Katherine Gouveia left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Fidelity Personal And Workplace Advisors (registered 2022-05-23)
Feb 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address