DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• C•••••• J••••

L•• F•••••••• L••BD affiliatedDenver, Co dual registrantIAPD 4621811

Feed of 09/15/2026

Also filed as K.C. J••••

At current firm

0 y

since Jul 15, 2026

In the industry

23 y

since Mar 3, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 15, 2026 · Denver, Co
W•••••• W••••• M••••••••• L•• i••••••••• wealth
Jan 22, 2018 to May 20, 2026 · Greenwood Village, Co
I••••••••• F•••••••• P••••••• BD affiliated
Nov 12, 2009 to Nov 17, 2017 · Delray Beach, Fl
M••••• S•••••• C••••••••• unclassified
Apr 25, 2008 to Sep 23, 2009 · Boca Raton, Fl
W•••• F•••• A••••••• wirehouse
Oct 14, 2005 to Apr 2, 2008 · Boca Raton, Fl
E•••••••• A•••••••• L•• national BD
Mar 5, 2003 to Oct 5, 2005 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

W•••••• W••••• M••••••••• L•• to L•• F•••••••• L••
left May 20, 2026, registered Jul 15, 2026 (56 days) · RIA to affiliated broker-dealer or bank
I••••••••• F•••••••• P••••••• to W•••••• W••••• M••••••••• L••
left Nov 17, 2017, registered Jan 22, 2018 (66 days) · Other
M••••• S•••••• C••••••••• to I••••••••• F•••••••• P•••••••
left Sep 23, 2009, registered Nov 12, 2009 (50 days) · Other
W•••• F•••• A••••••• to M••••• S•••••• C•••••••••
left Apr 2, 2008, registered Apr 25, 2008 (23 days) · Other
E•••••••• A•••••••• L•• to W•••• F•••• A•••••••
left Oct 5, 2005, registered Oct 14, 2005 (9 days) · Affiliated broker-dealer or bank to wirehouse

Signals

K••• C•••••• J•••• left W•••••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2026-07-15)
May 20, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address