DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Raymond Des Rosiers
Feed of 09/14/2026
Also filed as Raymond Desrosiers
At current firm
0 y
since Aug 24, 2026
In the industry
22 y
since Nov 17, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Allstate Financial Advisors, LLC BD affiliated currentsince Aug 24, 2026 · Strongsville, Oh
- Fisher Investments independent RIAMay 6, 2013 to Aug 26, 2014 · Rocky River, Oh
- Pnc Capital Advisors LLC otherSep 26, 2011 to May 23, 2013 · Cleveland, Oh
- Natcity Investments, Inc. unclassifiedApr 10, 2008 to Oct 30, 2009 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- Fisher Investments to Allstate Financial Advisors, LLCleft Aug 26, 2014, registered Aug 24, 2026 (4381 days) · Other
- Pnc Capital Advisors LLC to Fisher Investmentsleft May 23, 2013, registered May 6, 2013 (-17 days) · Other
- Natcity Investments, Inc. to Pnc Capital Advisors LLCleft Oct 30, 2009, registered Sep 26, 2011 (696 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address