DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Douglas Richard Evernham
Certified Financial Planner
Feed of 09/14/2026
Also filed as Douglas Richard Evernham
At current firm
0 y
since Aug 20, 2026
In the industry
23 y
since Jun 11, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Aug 20, 2026 · Carmel, In
- Capital Analysts BD affiliatedJun 4, 2012 to Aug 21, 2026 · Indianapolis, In
- Lincoln Investment independent RIAJun 1, 2012 to Aug 21, 2026 · Carmel, In
- Cincinnati Analysts, Inc formerDec 10, 2008 to Jun 1, 2012 · Indianapolis, In
- Signal Capital Management,Inc. unclassifiedJun 13, 2003 to Jun 29, 2007 · Evansville, In
Moves
a registration end followed by a registration begin elsewhere
- Capital Analysts to LPL Financial LLCleft Aug 21, 2026, registered Aug 20, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Lincoln Investment to Capital Analystsleft Aug 21, 2026, registered Jun 4, 2012 (-5191 days) · Other · moved with a team
- Cincinnati Analysts, Inc to Lincoln Investmentleft Jun 1, 2012, registered Jun 1, 2012 (0 days) · corporate re-registration, not a move
- Signal Capital Management,Inc. to Cincinnati Analysts, Incleft Jun 29, 2007, registered Dec 10, 2008 (530 days) · Other
Signals
- Douglas Richard Evernham left Lincoln Investment for Capital Analysts (registered 2012-06-04)Aug 21, 2026 · Advisor changed firm · fact
- Douglas Richard Evernham left Capital Analysts for Lpl Financial Llc (registered 2026-08-20)Aug 21, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address