RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• C•••••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 6, 2026 · Lake Mary, Fl
- L•• F•••••••• L•• BD affiliatedAug 21, 2025 to Mar 3, 2026 · Orlando, Fl
- F•••• H•••••• A•••••••• I•• formerJun 15, 2021 to Aug 21, 2025 · Orlando, Fl
- P•• M•••••• A•••••• S••••••••• I••• formerAug 1, 2013 to Jun 14, 2021 · Orlando, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDDec 10, 2003 to May 29, 2013 · Orlando, Fl
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 3, 2026, registered Mar 6, 2026 (3 days) · Affiliated broker-dealer or bank to another
- F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
- P•• M•••••• A•••••• S••••••••• I••• to F•••• H•••••• A•••••••• I••left Jun 14, 2021, registered Jun 15, 2021 (1 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••••• F•••••••• S•••••••• L•• to P•• M•••••• A•••••• S••••••••• I•••left May 29, 2013, registered Aug 1, 2013 (64 days) · Other
- A•••••••• C••••••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-03-06)Mar 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address