DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••••• K•• G••••

C••••••• P•••••••independent RIAOverland Park, Ks IA-onlyIAPD 4628735

Certified Financial Planner

Feed of 09/15/2026

At current firm

1 y

since Apr 28, 2025

In the industry

23 y

since May 23, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P••••••• independent RIA current
since Apr 28, 2025 · Overland Park, Ks
P•••••••• A•••••• S••••••• BD affiliated
Oct 30, 2022 to Apr 17, 2025 · Downers Grove, Il
P•••••••• S••••••••• I••• BD affiliated
Dec 23, 2019 to Oct 30, 2022 · Downers Grove, Il
E••••• J•••• national BD
Jun 4, 2019 to Jul 16, 2019 · Lake Villa, Il

Moves

a registration end followed by a registration begin elsewhere

P•••••••• A•••••• S••••••• to C••••••• P•••••••
left Apr 17, 2025, registered Apr 28, 2025 (11 days) · Affiliated broker-dealer or bank to independent RIA
P•••••••• S••••••••• I••• to P•••••••• A•••••• S•••••••
left Oct 30, 2022, registered Oct 30, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA
E••••• J•••• to P•••••••• S••••••••• I•••
left Jul 16, 2019, registered Dec 23, 2019 (160 days) · Affiliated broker-dealer or bank to another

Signals

S•••••••• K•• G•••• left P•••••••• A•••••• S••••••• for C••••••• P••••••• (registered 2025-04-28)
Apr 17, 2025 · Advisor changed firm · fact
S•••••••• K•• G•••• left P•••••••• S••••••••• I••• for P•••••••• A•••••• S••••••• (registered 2022-10-30)
Oct 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address