DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sean Riley Eldred
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/15/2026
At current firm
10 y
since Sep 12, 2016
In the industry
23 y
since Apr 28, 2003 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Sep 12, 2016 · Atlanta, Ga
- First Allied Advisory Services, Inc. formerJan 2, 2013 to Sep 22, 2016 · Severna Park, Md
- Capital Analysts BD affiliatedJun 4, 2012 to Mar 12, 2013 · Severna Park, Md
- Lincoln Investment independent RIAJun 1, 2012 to Dec 31, 2012 · Severna Park, Md
- Cincinnati Analysts, Inc formerApr 19, 2012 to Jun 1, 2012 · Severna Park, Md
- Citigroup Global Markets Inc. BD affiliatedFeb 10, 2006 to May 24, 2006 · Annapolis, Md
- Feldstein, Steven Dba Steven Feldstein & Associates independent RIAJan 23, 2004 to Oct 17, 2005 · Chester, Nj
- Equitable Advisors, LLC national BDApr 28, 2003 to May 12, 2003 · Manasquan, Nj
Moves
a registration end followed by a registration begin elsewhere
- First Allied Advisory Services, Inc. to Ameriprise Financial Services, LLCleft Sep 22, 2016, registered Sep 12, 2016 (-10 days) · Other
- Capital Analysts to First Allied Advisory Services, Inc.left Mar 12, 2013, registered Jan 2, 2013 (-69 days) · Other
- Lincoln Investment to Capital Analystsleft Dec 31, 2012, registered Jun 4, 2012 (-210 days) · Other
- Cincinnati Analysts, Inc to Lincoln Investmentleft Jun 1, 2012, registered Jun 1, 2012 (0 days) · corporate re-registration, not a move
- Citigroup Global Markets Inc. to Cincinnati Analysts, Incleft May 24, 2006, registered Apr 19, 2012 (2157 days) · Other
- Feldstein, Steven Dba Steven Feldstein & Associates to Citigroup Global Markets Inc.left Oct 17, 2005, registered Feb 10, 2006 (116 days) · Other
- Equitable Advisors, LLC to Feldstein, Steven Dba Steven Feldstein & Associatesleft May 12, 2003, registered Jan 23, 2004 (256 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address