RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• W•••• W•••••
- I••••• P••••••••• W•••••• L•• independent RIA currentsince Apr 6, 2022 · Marietta, Ga
- V••••• W••••• C••••••• L•• state registeredJan 3, 2019 to Mar 31, 2022 · Auburn, Ne
- S•••••• P•••••••• L•• independent RIAJan 9, 2018 to Dec 31, 2018 · Auburn, Ne
- C••••••••• W•••••• L•• independent RIAJan 27, 2017 to Jan 9, 2018 · Auburn, Ne
- V••••• W••••• C••••••• L•• to I••••• P••••••••• W•••••• L••left Mar 31, 2022, registered Apr 6, 2022 (6 days) · Other
- S•••••• P•••••••• L•• to V••••• W••••• C••••••• L••left Dec 31, 2018, registered Jan 3, 2019 (3 days) · RIA to a state-registered adviser
- C••••••••• W•••••• L•• to S•••••• P•••••••• L••left Jan 9, 2018, registered Jan 9, 2018 (0 days) · Other
- R•••••• W•••• W••••• left V••••• W••••• C••••••• L•• for I••••• P••••••••• W•••••• L•• (registered 2022-04-06)Mar 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address