S•••• C••••••••• M••••••

• I••••••••• A•••••• A•••••••• L•• i••••••••• wealth current
  since Jul 26, 2017 · Duluth, Mn
• W•••• F•••• A••••••• wirehouse
  May 11, 2010 to Aug 4, 2017 · Duluth, Mn
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to May 10, 2010 · Duluth, Mn
• A• G• E•••••• • S•••• I••• unclassified
  Oct 15, 2004 to Jan 1, 2008 · Duluth, Mn

• W•••• F•••• A••••••• to I••••••••• A•••••• A•••••••• L••
  left Aug 4, 2017, registered Jul 26, 2017 (-9 days) · Other
• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left May 10, 2010, registered May 11, 2010 (1 days) · channel change inside one enterprise, not a move
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

I••••••••• WEALTHderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address