DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chi Dawnielle Richmond
Feed of 09/14/2026
At current firm
7 y
since Nov 15, 2018
In the industry
23 y
since Apr 22, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Nov 15, 2018 · Sterling Heights, Mi
- Osaic Wealth, Inc. BD affiliatedFeb 12, 2016 to May 1, 2018 · Troy, Mi
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Jan 15, 2016 · Clinton Township, Mi
- Cetera Investment Services LLC formerMay 1, 2013 to Jan 21, 2014 · Clinton Township, Mi
- Sagepoint Financial, Inc. formerJan 5, 2012 to Apr 29, 2013 · Sterling Heights, Mi
- Edward Jones national BDMay 21, 2008 to Mar 30, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to J.P. Morgan Securities LLCleft May 1, 2018, registered Nov 15, 2018 (198 days) · Affiliated broker-dealer or bank to wirehouse
- Cetera Investment Advisers LLC to Osaic Wealth, Inc.left Jan 15, 2016, registered Feb 12, 2016 (28 days) · Other
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- Sagepoint Financial, Inc. to Cetera Investment Services LLCleft Apr 29, 2013, registered May 1, 2013 (2 days) · Other
- Edward Jones to Sagepoint Financial, Inc.left Mar 30, 2011, registered Jan 5, 2012 (281 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address