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Registered advisor
W•••••• T••• D••••
Feed of 09/14/2026
Also filed as W•••••• T••• D••••
At current firm
6 y
since Jan 24, 2020
In the industry
23 y
since Jul 15, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Jan 24, 2020 · Bedford, Tx
- E••••• J•••• national BDJan 31, 2018 to Jan 23, 2020 · Frisco, Tx
- W••••••• F•••••••• S•••••••• I••• formerMay 1, 2013 to Nov 4, 2014 · Fort Worth, Tx
- C•••• I••••••••• S••••••• C•••• formerFeb 28, 2005 to Jul 28, 2005 · Plano, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJul 15, 2003 to Feb 16, 2005 · Richardson, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••••• F•••••••• A•••••••• L••left Jan 23, 2020, registered Jan 24, 2020 (1 days) · Affiliated broker-dealer or bank to another
- W••••••• F•••••••• S•••••••• I••• to E••••• J••••left Nov 4, 2014, registered Jan 31, 2018 (1184 days) · Other
- C•••• I••••••••• S••••••• C•••• to W••••••• F•••••••• S•••••••• I•••left Jul 28, 2005, registered May 1, 2013 (2834 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Feb 16, 2005, registered Feb 28, 2005 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address