RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• E••••• S•••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Sep 8, 2021 · Addison, Tx
- P•••••••• S••••••••• I••• BD affiliatedMar 17, 2020 to Aug 5, 2021 · Addison, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMFeb 1, 2018 to Aug 12, 2019 · Addison, Tx
- P•••••••• S••••••••• I••• to V•••• F•••••••• A•••••••• I•••left Aug 5, 2021, registered Sep 8, 2021 (34 days) · Affiliated broker-dealer or bank to another
- U••• I••••••••• S••••••• C•••••• to P•••••••• S••••••••• I•••left Aug 12, 2019, registered Mar 17, 2020 (218 days) · Affiliated broker-dealer or bank to another
- L•••• E••••• S••• no longer holds an investment adviser registration (last listed at V•••• F•••••••• A•••••••• I••• on the 2026-09-17 feed)Sep 17, 2026 · Advisor registration ended · derived
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address