DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V••••••• S•••• T•••••••

H•••••• T••••••• • K•••• L••independent RIASouth Plainfield, Njdual registrantIAPD 4662271

Feed of 09/14/2026

Also filed as V••••••• T•••••••

At current firm

0 y

since Mar 6, 2026

In the industry

23 y

since Jul 15, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••• T••••••• • K•••• L•• independent RIA current
since Mar 6, 2026 · South Plainfield, Nj
S••••••••• I••••••••• independent RIA
Jan 14, 2026 to Feb 24, 2026 · North Brunswick, Nj
M•• I•••••••• S•••••••• L•• BD affiliated
Feb 5, 2021 to Dec 3, 2025 · Iselin, Nj
W••••••• F•••••••• S•••••••• I••• former
Mar 1, 2019 to Jan 20, 2021 · South Plainfield, Nj
Q•••••• A•••• M••••••••• I••• former
Mar 12, 2018 to Mar 1, 2019 · South Plainfield, Nj
F•••••••• E••••• S•••••••• I••• former
Mar 26, 2015 to Dec 12, 2017 · Edison, Nj
H•••••• T••••••• • K•••• L•• independent RIA
Feb 7, 2013 to Apr 2, 2013 · S Plainfield, Nj
A••••••• A••••••• S••••••• former
Jan 31, 2011 to Apr 5, 2011 · Lincoln, Ne
P•••• S••••••••• L•• no RAUM
Oct 27, 2003 to Feb 9, 2009 · Kendall Park, Nj

Moves

a registration end followed by a registration begin elsewhere

S••••••••• I••••••••• to H•••••• T••••••• • K•••• L••
left Feb 24, 2026, registered Mar 6, 2026 (10 days) · RIA to RIA
M•• I•••••••• S•••••••• L•• to S••••••••• I•••••••••
left Dec 3, 2025, registered Jan 14, 2026 (42 days) · Affiliated broker-dealer or bank to independent RIA
W••••••• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Jan 20, 2021, registered Feb 5, 2021 (16 days) · Affiliated broker-dealer or bank to another
Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
F•••••••• E••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••
left Dec 12, 2017, registered Mar 12, 2018 (90 days) · Other
H•••••• T••••••• • K•••• L•• to F•••••••• E••••• S•••••••• I•••
left Apr 2, 2013, registered Mar 26, 2015 (723 days) · Other
A••••••• A••••••• S••••••• to H•••••• T••••••• • K•••• L••
left Apr 5, 2011, registered Feb 7, 2013 (674 days) · Other
P•••• S••••••••• L•• to A••••••• A••••••• S•••••••
left Feb 9, 2009, registered Jan 31, 2011 (721 days) · Other

Signals

V••••••• S•••• T••••••• left S••••••••• I••••••••• for H•••••• T••••••• • K•••• L•• (registered 2026-03-06)
Feb 24, 2026 · Advisor changed firm · fact
V••••••• S•••• T••••••• left M•• I•••••••• S•••••••• L•• for S••••••••• I••••••••• (registered 2026-01-14)
Dec 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address