RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••••• S••••••••
- I•••••• A•••••••• I••• asset manager currentsince Dec 5, 2019 · Colleyville, Tx
- L•••• A••••• • C•• L•• asset managerFeb 4, 2019 to Oct 1, 2019 · Jersey City, Nj
- A•••••••• F•••• M••••••••• L•• asset managerAug 18, 2010 to Oct 15, 2018 · Menomonee Falls, Wi
- M•• F•••••••• S•••••••• I••• formerMay 27, 2009 to Jul 27, 2010 · Lake Zurich, Il
- V•• K••••• A••••••• I•• unclassifiedSep 1, 2005 to Jan 24, 2008 · Oakbrook Terrace, Il
- L•••• A••••• • C•• L•• to I•••••• A•••••••• I•••left Oct 1, 2019, registered Dec 5, 2019 (65 days) · Other
- A•••••••• F•••• M••••••••• L•• to L•••• A••••• • C•• L••left Oct 15, 2018, registered Feb 4, 2019 (112 days) · Other
- M•• F•••••••• S•••••••• I••• to A•••••••• F•••• M••••••••• L••left Jul 27, 2010, registered Aug 18, 2010 (22 days) · Other
- V•• K••••• A••••••• I•• to M•• F•••••••• S•••••••• I•••left Jan 24, 2008, registered May 27, 2009 (489 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address