RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• K•• M•••••••
- E•• A••••••• S•••••••• I•• independent RIA currentsince Feb 26, 2020 · Southfield, Mi
- I• F•••••••• A••••••• S••••••• L•• independent RIAJan 15, 2020 to Feb 24, 2020 · Charlotte, Nc
- I••••••••• P••••••• L•• independent RIAMay 18, 2018 to Feb 25, 2020 · Woodbury, Mn
- S••••••••• A•••••• A•••••••• I••• formerMar 10, 2017 to May 10, 2018 · Edina, Mn
- W•••••• • R••• formerJul 12, 2016 to Mar 20, 2017 · Savage, Mn
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMar 17, 2014 to Jul 18, 2016 · Golden Valley, Mn
- B•• I••••••••• S•••••••• I••• unclassifiedFeb 27, 2004 to Sep 30, 2004 · Kansas City, Mo
- I••••••••• P••••••• L•• to I• F•••••••• A••••••• S••••••• L••left Feb 25, 2020, registered Jan 15, 2020 (-41 days) · Affiliated broker-dealer or bank to independent RIA
- I• F•••••••• A••••••• S••••••• L•• to E•• A••••••• S•••••••• I••left Feb 24, 2020, registered Feb 26, 2020 (2 days) · RIA to RIA
- S••••••••• A•••••• A•••••••• I••• to I••••••••• P••••••• L••left May 10, 2018, registered May 18, 2018 (8 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to S••••••••• A•••••• A•••••••• I•••left Mar 20, 2017, registered Mar 10, 2017 (-10 days) · Other · moved with a team
- T••••••• I••••••••• M••••••••• I••• to W•••••• • R•••left Jul 18, 2016, registered Jul 12, 2016 (-6 days) · Other
- B•• I••••••••• S•••••••• I••• to T••••••• I••••••••• M••••••••• I•••left Sep 30, 2004, registered Mar 17, 2014 (3455 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address