DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••• C•••••• M••••••••• L••
Latest filing Feb 23, 2026
First filing on the tape Mar 12, 2012 · 43 filings
SEC status approved since Mar 26, 2018
RAUM
$129M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
97%
$126M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$64.7M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$129M as of Feb 23, 2026
Mar 12, 2012$53.8M then
HNW client RAUM$92.7M as of Feb 23, 2026
Mar 9, 2021$98.6M then
State-registered IARs (5.B.3)2 as of Feb 23, 2026
Mar 12, 20120 then
Employees (5.A)2 as of Feb 23, 2026
Mar 3, 20145 then
Private funds: no history
RAUM +6.6% over the last fiscal year+1.4% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- i••••••••• boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $64.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $391,996derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -56%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$92.7M72%
- Individuals$33.2M26%
- Corporations and businesses$2.0M1.5%
- Pension and profit-sharing plans$1.5M1.1%
- Individual clients
- 103reported
- HNW clients
- 34reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 330reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••••••• •••• A•••••••• | N•••••, Fl | Mar 7, 2011 | 24 y | 2 |
| R••••• W••• J••••••• | N•••••, Fl | Nov 12, 2014 | 45 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S••••• A••••• K•••••• to K•••••• W••••• C••••••••• L••Apr 1, 2022 · RIA to a state-registered adviser
- P••• J• M•••••••• to R••••••••• F••••• O••••••• L••Aug 1, 2014 · Other
- R••••• E•••••• to R••••••••• F••••• O••••••• L••Aug 1, 2014 · Other
Joined, latest
- S••••• A••••• K•••••• from F••••••• P••••••• A•• W•••••••• A•••••••Sep 10, 2020 · Affiliated broker-dealer or bank to independent RIA
- R••••• W••• J••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Nov 12, 2014 · Other
- P••• J• M•••••••• from N••••• C•••••• A•••••••Feb 14, 2013 · Other
- R••••• E•••••• from W•••• F•••• A•••••••Sep 14, 2012 · Other
- P••••••• •••• A•••••••• from I••••••••• F•••••••• P•••••••Mar 7, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• P•••••••• •••• · Manager/Chief Compliance Officercontrolsince 01/2010 · owns less than 5%
- A••••••••• P•••••••• •••• · Trusteecontrolsince 06/2000 · owns 75% or more of P•• A••••••••• J•• R•••••••• L••••• T••••
Entity owners
- P•• A••••••••• J•• R•••••••• L••••• T•••• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| N•••••, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- St. Petersburg, FL1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Feb 23, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $121,363,885 to $129,358,714, advisors 2 to 2, private clients 314 to 137, offices 1 to 1 (2025-03-14 to 2026-02-23)peers: WEALTH_I•••••••••, $100M to $500M (5,676)
- client count collapseChange between filings · filing Feb 23, 2026individual and HNW clients (Item 5.D) moved from 314.0 to 137.0 (-56.0%) between the annual amendments of 2025-03-14 and 2026-02-23; the peer median change was +3.0% (3309 comparable advisers, 1.0th percentile of changes)peers: WEALTH_I•••••••••, $100M to $500M (3,309) · 1.2% percentile
What changed
consecutive filings, newest first
- Accounts · 338 to 330Mar 14, 2025 to Feb 23, 2026
- Corporate clients · 8 to 2Mar 14, 2025 to Feb 23, 2026
- HNW clients · 136 to 34Mar 14, 2025 to Feb 23, 2026
- Individual clients · 178 to 103Mar 14, 2025 to Feb 23, 2026
- Pension plan clients · 0 to 2Mar 14, 2025 to Feb 23, 2026
- Discretionary RAUM · $117M to $124MMar 14, 2025 to Feb 23, 2026
- HNW RAUM · $86.0M to $92.7MMar 14, 2025 to Feb 23, 2026
- Individual RAUM · $26.1M to $33.2MMar 14, 2025 to Feb 23, 2026
- Non-discretionary RAUM · $4.4M to $5.1MMar 14, 2025 to Feb 23, 2026
- Pension RAUM · $0 to $1.5MMar 14, 2025 to Feb 23, 2026
- RAUM · $121M to $129MMar 14, 2025 to Feb 23, 2026
- Accounts · 346 to 338Feb 29, 2024 to Mar 14, 2025
- Corporate clients · 0 to 8Feb 29, 2024 to Mar 14, 2025
- HNW clients · 38 to 136Feb 29, 2024 to Mar 14, 2025
- Individual clients · 308 to 178Feb 29, 2024 to Mar 14, 2025
- Financial planning clients · 0 to 1-10Feb 29, 2024 to Mar 14, 2025
- Discretionary RAUM · $130M to $117MFeb 29, 2024 to Mar 14, 2025
- HNW RAUM · $77.7M to $86.0MFeb 29, 2024 to Mar 14, 2025
- Individual RAUM · $55.4M to $26.1MFeb 29, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $3.5M to $4.4MFeb 29, 2024 to Mar 14, 2025
- RAUM · $133M to $121MFeb 29, 2024 to Mar 14, 2025
- Accounts · 331 to 346Mar 6, 2023 to Feb 29, 2024
- HNW clients · 51 to 38Mar 6, 2023 to Feb 29, 2024
- Individual clients · 132 to 308Mar 6, 2023 to Feb 29, 2024
- Discretionary RAUM · $120M to $130MMar 6, 2023 to Feb 29, 2024
- HNW RAUM · $94.2M to $77.7MMar 6, 2023 to Feb 29, 2024
- Individual RAUM · $29.8M to $55.4MMar 6, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $3.8M to $3.5MMar 6, 2023 to Feb 29, 2024
- RAUM · $124M to $133MMar 6, 2023 to Feb 29, 2024
- Accounts · 344 to 331Dec 12, 2022 to Mar 6, 2023
- HNW clients · 42 to 51Dec 12, 2022 to Mar 6, 2023
- Individual clients · 95 to 132Dec 12, 2022 to Mar 6, 2023
- Financial planning clients · 26-50 to 0Dec 12, 2022 to Mar 6, 2023
- Discretionary RAUM · $133M to $120MDec 12, 2022 to Mar 6, 2023
- HNW RAUM · $131M to $94.2MDec 12, 2022 to Mar 6, 2023
- Individual RAUM · $27.9M to $29.8MDec 12, 2022 to Mar 6, 2023
- Non-discretionary RAUM · $26.0M to $3.8MDec 12, 2022 to Mar 6, 2023
- RAUM · $159M to $124MDec 12, 2022 to Mar 6, 2023
- Advisory employees · 3 to 2Mar 23, 2022 to Aug 3, 2022
- Employees · 3 to 2Mar 23, 2022 to Aug 3, 2022
Signals
2 dated events
- S••••• A••••• K•••••• left A•••••••• C•••••• M••••••••• L•• for K•••••• W••••• C••••••••• L•• (registered 2022-03-16)Apr 1, 2022 · Advisor changed firm · fact
- A•••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 12, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- pat@antonetticapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 239-403-0218reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- A••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 239-403-0218reportedpublic record, Form ADV, Feb 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026