DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••••• F••••• O••••••• L••
Latest filing Mar 19, 2026
First filing on the tape May 28, 2014 · 40 filings
SEC status approved since Jun 24, 2014
RAUM
$221M
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
75%
$166M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$111M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$221M as of Mar 19, 2026
Mar 2, 2015$102M then
HNW client RAUM$158M as of Mar 19, 2026
Mar 13, 2018$131M then
State-registered IARs (5.B.3)2 as of Mar 19, 2026
Mar 2, 20152 then
Employees (5.A)2 as of Mar 19, 2026
Mar 2, 20152 then
Private funds: no history
RAUM +14% over the last fiscal year+11% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $111MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -21%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$158M71%
- Charitable organizations$34.9M16%
- Corporations and businesses$20.8M9.4%
- Individuals$7.9M3.6%
- Individual clients
- 24reported
- HNW clients
- 34reported
- Pension plan clients
- 0reported
- Charitable clients
- 7reported
- Accounts
- 200reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.75 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••• J• M••••••••Chartered Financial Analyst | Naples, Fl | Jan 9, 2025 | 23 y | 5 |
| B•••••• T•••••• M••••• | St. Petersburg, Fl | Apr 16, 2026 | 17 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••••• E•••••• to W•••• F•••• A•••••••Oct 7, 2016 · Other
Joined, latest
- B•••••• T•••••• M••••• from C••••••••• C•••••• L••Apr 16, 2026 · RIA to RIA
- P••• J• M•••••••• from A•••••••• C•••••• M••••••••• L••Jan 9, 2025 · Other
- R••••• E•••••• from A•••••••• C•••••• M••••••••• L••Aug 7, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• P•••• J• · Chief Compliance Officercontrolsince 05/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Naples, Fl · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 203 to 200Mar 17, 2025 to Mar 19, 2026
- Corporate clients · 7 to 5Mar 17, 2025 to Mar 19, 2026
- HNW clients · 45 to 34Mar 17, 2025 to Mar 19, 2026
- Individual clients · 28 to 24Mar 17, 2025 to Mar 19, 2026
- Discretionary RAUM · $152M to $177MMar 17, 2025 to Mar 19, 2026
- HNW RAUM · $134M to $158MMar 17, 2025 to Mar 19, 2026
- Individual RAUM · $6.2M to $7.9MMar 17, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $42.4M to $44.6MMar 17, 2025 to Mar 19, 2026
- RAUM · $194M to $221MMar 17, 2025 to Mar 19, 2026
- Accounts · 205 to 203Mar 26, 2024 to Mar 17, 2025
- Charity clients · 10 to 7Mar 26, 2024 to Mar 17, 2025
- Corporate clients · 8 to 7Mar 26, 2024 to Mar 17, 2025
- HNW clients · 37 to 45Mar 26, 2024 to Mar 17, 2025
- Individual clients · 26 to 28Mar 26, 2024 to Mar 17, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 17, 2025
- Discretionary RAUM · $140M to $152MMar 26, 2024 to Mar 17, 2025
- HNW RAUM · $122M to $134MMar 26, 2024 to Mar 17, 2025
- Individual RAUM · $6.6M to $6.2MMar 26, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $38.5M to $42.4MMar 26, 2024 to Mar 17, 2025
- RAUM · $178M to $194MMar 26, 2024 to Mar 17, 2025
- Accounts · 212 to 205Apr 25, 2023 to Mar 26, 2024
- Corporate clients · 6 to 8Apr 25, 2023 to Mar 26, 2024
- HNW clients · 28 to 37Apr 25, 2023 to Mar 26, 2024
- Individual clients · 33 to 26Apr 25, 2023 to Mar 26, 2024
- Discretionary RAUM · $124M to $140MApr 25, 2023 to Mar 26, 2024
- HNW RAUM · $109M to $122MApr 25, 2023 to Mar 26, 2024
- Individual RAUM · $12.4M to $6.6MApr 25, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $38.9M to $38.5MApr 25, 2023 to Mar 26, 2024
- RAUM · $163M to $178MApr 25, 2023 to Mar 26, 2024
- Accounts · 196 to 212Mar 7, 2022 to Mar 30, 2023
- Charity clients · 11 to 10Mar 7, 2022 to Mar 30, 2023
- HNW clients · 31 to 28Mar 7, 2022 to Mar 30, 2023
- Individual clients · 27 to 33Mar 7, 2022 to Mar 30, 2023
- Discretionary RAUM · $153M to $124MMar 7, 2022 to Mar 30, 2023
- HNW RAUM · $132M to $109MMar 7, 2022 to Mar 30, 2023
- Individual RAUM · $9.3M to $12.4MMar 7, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $39.2M to $38.9MMar 7, 2022 to Mar 30, 2023
- RAUM · $192M to $163MMar 7, 2022 to Mar 30, 2023
- State-registered IARs · 1 to 2Apr 29, 2021 to Mar 7, 2022
- Accounts · 173 to 196Apr 29, 2021 to Mar 7, 2022
Signals
1 dated events
- R••••••••• F••••• O••••••• L•• filed its initial SEC registration (Form ADV)May 28, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••••••••• F••••• O••••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/riverglades-family-offices-llc.reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (239) 263-4079reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $111Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026