DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• W•••••• M••••••••

V••••••• A•••••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 4681691

Feed of 09/14/2026

Also filed as J••• M••••••••

At current firm

4 y

since May 31, 2022

In the industry

22 y

since Jan 5, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since May 31, 2022 · Scottsdale, Az
O••••••• independent RIA
Oct 27, 2020 to May 27, 2022 · Beachwood, Oh
S••••• M••••••••• independent RIA
Sep 22, 2020 to Oct 7, 2020 · Scottsdale, Az
M•• F•••••••• S•••••••• I••• former
Feb 18, 2014 to Aug 5, 2014 · Charlotte, Nc
M••••• S•••••• D• I••• unclassified
Jan 5, 2004 to Aug 20, 2004 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

O••••••• to V••••••• A•••••••• I•••
left May 27, 2022, registered May 31, 2022 (4 days) · RIA to affiliated broker-dealer or bank
S••••• M••••••••• to O•••••••
left Oct 7, 2020, registered Oct 27, 2020 (20 days) · RIA to RIA
M•• F•••••••• S•••••••• I••• to S••••• M•••••••••
left Aug 5, 2014, registered Sep 22, 2020 (2240 days) · Other
M••••• S•••••• D• I••• to M•• F•••••••• S•••••••• I•••
left Aug 20, 2004, registered Feb 18, 2014 (3469 days) · Other

Signals

J••• W•••••• M•••••••• left Oneseven for V••••••• A•••••••• I••• (registered 2022-05-31)
May 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address