RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Apr 1, 2026 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouse currentsince Dec 3, 2012 · Pasadena, Ca
- M••••• S•••••• wirehouseSep 20, 2010 to Dec 10, 2012 · Beverly Hills, Ca
- D••••••• B••• S••••••••• I••• no RAUMJun 3, 2008 to Sep 2, 2010 · Los Angeles, Ca
- R•• C•••••• M••••••• L•• national BDAug 25, 2006 to May 30, 2008 · Beverly Hills, Ca
- M••••• S•••••• to W•••• F•••• A•••••••left Dec 10, 2012, registered Dec 3, 2012 (-7 days) · Wirehouse to wirehouse
- D••••••• B••• S••••••••• I••• to M••••• S••••••left Sep 2, 2010, registered Sep 20, 2010 (18 days) · Other
- R•• C•••••• M••••••• L•• to D••••••• B••• S••••••••• I•••left May 30, 2008, registered Jun 3, 2008 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address